Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anders Nielsen

    IRN AEN00018

    • [FCA CF] Client dealing (since 2 Aug 2022)
    • [FCA CF] Manager of certification employee (since 2 Aug 2022)
  • Andra-Cezara Olaru

    IRN AXO40982

    • [FCA CF] Manager of certification employee (since 25 Mar 2024)
    • [FCA CF] Client dealing (since 10 May 2022)
  • Andras Horvath

    IRN AXH02478

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • Andre Sebastian Ness

    IRN AXN17048

    • CF30 Customer (10 Jul 2019 to 8 Dec 2019)
  • Andrea Valeri

    IRN AXV01082

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 13 Jan 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 13 Jan 2023)
    • CF4 Partner (21 Jun 2016 to 30 Sep 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
  • Andrej Bacholdin

    IRN AXB19567

    • [FCA CF] Client dealing (2 Sep 2020 to 3 Jun 2021)
  • Andrew Cocks

    IRN ADC01178

    • [FCA CF] Client dealing (18 Mar 2021 to 23 Apr 2021)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 23 Apr 2021)
    • CF4 Partner (13 Jul 2018 to 9 Dec 2019)
    • CF30 Customer (25 Oct 2017 to 8 Dec 2019)
  • Andrew David Lindsay Dowler

    IRN ADD01077

    • CF4 Partner (16 Jun 2016 to 31 Dec 2018)
  • Andrew James Andreas

    IRN AXA00472

    • [FCA CF] Client dealing (4 Oct 2021 to 19 Apr 2024)
  • Andrew Jesse Motion

    IRN AXM01287

    • [FCA CF] Client dealing (since 23 Sep 2022)
    • [FCA CF] Manager of certification employee (since 23 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.