Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yi Xing

    IRN YXX00005

    • [FCA CF] Client dealing (18 Mar 2021 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 31 Mar 2025)
  • Ying Zhu

    IRN YXZ08465

    • [FCA CF] Manager of certification employee (since 13 Oct 2025)
    • [FCA CF] Client dealing (since 13 Oct 2025)
  • Yingting Qian

    IRN YXQ00006

    • [FCA CF] Client dealing (18 Mar 2021 to 25 Jun 2021)
  • Yiqi Xu

    IRN YXX86857

    • [FCA CF] Client dealing (since 27 Oct 2022)
    • [FCA CF] Manager of certification employee (since 27 Oct 2022)
  • Yolanda Maria Morales Castro

    IRN YXM00093

    • [FCA CF] Client dealing (since 24 Jul 2024)
    • [FCA CF] Manager of certification employee (since 24 Jul 2024)
  • Youri Yu Quan Lie

    IRN YXL00076

    • [FCA CF] Client dealing (28 Oct 2022 to 25 Jul 2025)
    • [FCA CF] Manager of certification employee (28 Oct 2022 to 25 Jul 2025)
  • Youssef Frem

    IRN YXF01049

    • CF30 Customer (8 Oct 2012 to 18 Nov 2013)
  • Yudong Tan

    IRN YXT00021

    • [FCA CF] Manager of certification employee (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 5 Jan 2023)
  • Yulia Buchko

    IRN YXB00020

    • [FCA CF] Manager of certification employee (10 May 2021 to 17 Sep 2024)
    • [FCA CF] Client dealing (10 May 2021 to 17 Sep 2024)
  • Yves Francois Marie Le Cochec

    IRN YFL01000

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (20 Aug 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.