Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Verena Alette Letzerich

    IRN VAL01023

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 30 Jan 2026)
    • [FCA CF] Client dealing (18 Mar 2021 to 30 Jan 2026)
    • CF30 Customer (1 Jul 2018 to 8 Dec 2019)
  • Victor Eibeholm

    IRN VXE00012

    • [FCA CF] Manager of certification employee (since 25 Mar 2024)
    • [FCA CF] Client dealing (since 2 Nov 2020)
  • Victoria Maharaja Kongoasa

    IRN VXK00031

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 15 Jul 2022)
    • [FCA CF] Client dealing (18 Mar 2021 to 15 Jul 2022)
  • Victoria Uwemedimo Udom

    IRN VXU00007

    • [FCA CF] Client dealing (5 Sep 2022 to 31 Mar 2023)
  • Vidisha Rajiv Pradhan

    IRN VXP00077

    • [FCA CF] Manager of certification employee (since 25 Mar 2025)
    • [FCA CF] Client dealing (since 28 Jun 2021)
  • Vijay Vithal Bharadia

    IRN VVB01004

    • CF4 Partner (14 Mar 2012 to 22 Mar 2019)
    • CF1 Director (AR) (18 Oct 2011 to 11 Apr 2016)
  • Vincent Danielsson

    IRN VXD38749

    • [FCA CF] Client dealing (4 May 2021 to 14 Sep 2023)
  • Vincent Haupt

    IRN VXH00092

    • [FCA CF] Manager of certification employee (14 Jun 2023 to 6 Sep 2023)
    • [FCA CF] Client dealing (14 Jun 2023 to 6 Sep 2023)
  • Vincent Kerboull

    IRN VXK01287

    • CF30 Customer (28 Jan 2016 to 31 Jan 2018)
  • Violeta Petrova Mitsova

    IRN VPM01005

    • CF30 Customer (27 Aug 2015 to 1 Oct 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.