Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Gordon Weaver

    IRN TXW19079

    • [FCA CF] Manager of certification employee (11 Apr 2022 to 31 Mar 2025)
    • [FCA CF] Client dealing (11 Apr 2022 to 31 Mar 2025)
  • Thomas Heather Sebastian Alexander

    IRN TXH00160

    • [FCA CF] Client dealing (since 3 Sep 2024)
    • [FCA CF] Manager of certification employee (since 3 Sep 2024)
  • Thomas Honig

    IRN TXH01628

    • [FCA CF] Client dealing (22 Aug 2022 to 1 Jul 2024)
    • [FCA CF] Manager of certification employee (22 Aug 2022 to 1 Jul 2024)
  • Thomas Pieter Dixon

    IRN TXD23673

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF30 Customer (13 Nov 2019 to 8 Dec 2019)
  • Thomas Russell Senecal

    IRN TXS03765

    • [FCA CF] Client dealing (since 28 Feb 2022)
    • [FCA CF] Manager of certification employee (since 28 Feb 2022)
  • Thomas William Foster

    IRN TXF00074

    • [FCA CF] Client dealing (28 Jul 2020 to 3 Jul 2023)
  • Thomas Wintersohl

    IRN TXW00095

    • [FCA CF] Manager of certification employee (since 25 Mar 2022)
    • [FCA CF] Client dealing (since 18 Mar 2021)
  • Thomas Zimmerhaeckel

    IRN TXZ01011

    • CF30 Customer (1 Oct 2010 to 1 Apr 2015)
  • Tian Zhong

    IRN TXZ01061

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • [FCA CF] Manager of certification employee (since 1 Dec 2021)
    • CF30 Customer (24 Apr 2018 to 17 Sep 2018)
  • Tiantian Zheng

    IRN TXZ00005

    • [FCA CF] Manager of certification employee (since 23 Mar 2023)
    • [FCA CF] Client dealing (since 3 Nov 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.