Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • SANJA Cvetinovic

    IRN SXC01984

    • CF30 Customer (22 Aug 2013 to 16 Aug 2019)
  • Sabina Puri

    IRN SXP01885

    • CF30 Customer (11 Oct 2012 to 8 Dec 2019)
  • Sabrina Alexandra Herzing

    IRN SXH76266

    • [FCA CF] Manager of certification employee (since 23 Mar 2023)
    • [FCA CF] Client dealing (since 24 Feb 2021)
  • Sadi Amroun

    IRN SXA00564

    • [FCA CF] Manager of certification employee (4 Apr 2022 to 1 Jul 2025)
    • [FCA CF] Client dealing (4 Apr 2022 to 1 Jul 2025)
  • Sahil Suresh Mali

    IRN SXM01580

    • [FCA CF] Client dealing (4 Sep 2023 to 31 Jul 2025)
  • Saif Assam

    IRN SXA01943

    • CF30 Customer (2 Nov 2010 to 8 Dec 2019)
  • Saleh Panahi

    IRN SXP02795

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF4 Partner (30 Jul 2019 to 9 Dec 2019)
    • CF30 Customer (2 Jul 2016 to 8 Dec 2019)
  • Sam Nasser Zare

    IRN SXN00183

    • [FCA CF] Manager of certification employee (since 25 Mar 2025)
    • [FCA CF] Client dealing (since 30 Jan 2023)
  • Samantha Pinheiro

    IRN SXP02975

    • [FCA CF] Manager of certification employee (25 Mar 2022 to 13 Jan 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 13 Jan 2023)
  • Samir Karim Maximilien Amichi

    IRN SKA01047

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Significant management (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • CF4 Partner (21 Jun 2016 to 9 Dec 2019)
    • CF30 Customer (24 Oct 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.