Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leo Pougin

    IRN LXP62329

    • [FCA CF] Manager of certification employee (since 23 Mar 2023)
    • [FCA CF] Client dealing (since 18 Mar 2021)
  • Leon Deutsch

    IRN LXD00254

    • [FCA CF] Client dealing (since 2 Sep 2024)
  • Leonardo De Luca

    IRN LXD09233

    • [FCA CF] Manager of certification employee (since 5 Aug 2024)
    • [FCA CF] Client dealing (since 5 Aug 2024)
  • Leopold Walde

    IRN LXW01428

    • CF4 Partner (30 Jul 2019 to 9 Dec 2019)
    • CF30 Customer (1 Jul 2018 to 8 Dec 2019)
  • Linda Garino

    IRN LXG00231

    • [FCA CF] Client dealing (11 Jul 2022 to 12 Feb 2025)
  • Lindi Mitchell

    IRN LXM01521

    • [FCA CF] Manager of certification employee (since 28 Jul 2020)
    • [FCA CF] Client dealing (since 28 Jul 2020)
  • Linnea Ellinor Violin Wanerfjord

    IRN LXW41308

    • [FCA CF] Client dealing (18 Mar 2021 to 26 May 2022)
  • Linso Pals

    IRN LMP01091

    • [FCA CF] Client dealing (since 25 Jan 2024)
    • [FCA CF] Manager of certification employee (since 25 Jan 2024)
    • [FCA CF] Material risk taker (20 Feb 2024 to 31 Dec 2024)
  • Lionel Yves Assant

    IRN LXA01054

    • [FCA CF] Client dealing (since 21 Oct 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
  • Lisa Aileen Anne Szpytko

    IRN LAT01070

    • [FCA CF] Client dealing (18 Mar 2021 to 31 Jan 2022)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 31 Jan 2022)
    • CF30 Customer (22 Nov 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.