Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alessandro Maffey

    IRN AXM00609

    • [FCA CF] Manager of certification employee (25 Mar 2022 to 13 Jan 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 13 Jan 2023)
  • Aletta Fath

    IRN AXF01472

    • CF30 Customer (1 Oct 2010 to 1 Oct 2010)
  • Alex Anthony Campion

    IRN AXC03524

    • [FCA CF] Client dealing (since 18 Aug 2025)
  • Alexander Arapoglou

    IRN AXA21664

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 9 Jul 2021)
    • [FCA CF] Client dealing (18 Mar 2021 to 9 Jul 2021)
    • CF30 Customer (10 Oct 2019 to 8 Dec 2019)
  • Alexander Christof Simon

    IRN ACS01252

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • Alexander Christoph Schein

    IRN AXS00566

    • [FCA CF] Manager of certification employee (since 25 Mar 2024)
    • [FCA CF] Client dealing (since 26 Aug 2020)
  • Alexander Enno Grüll

    IRN AXG00298

    • [FCA CF] Client dealing (16 Jul 2020 to 15 Jan 2021)
  • Alexander Hugh Mackenzie

    IRN AHM01130

    • CF30 Customer (14 May 2019 to 14 Jun 2019)
  • Alexander James Cromie

    IRN AXC00890

    • [FCA CF] Manager of certification employee (since 25 Mar 2025)
    • [FCA CF] Client dealing (since 20 Sep 2022)
  • Alexander Kenny Seff

    IRN AXS01282

    • [FCA CF] Manager of certification employee (23 Mar 2023 to 1 Jan 2025)
    • [FCA CF] Client dealing (3 Oct 2022 to 1 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.