Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aurora Trentini

    IRN AXT00454

    • [FCA CF] Client dealing (since 2 Sep 2022)
  • Avantika Khanna

    IRN AXK00768

    • [FCA CF] Client dealing (since 5 Oct 2023)
  • Avinash Nanwani

    IRN AXN11111

    • [FCA CF] Manager of certification employee (since 14 Jul 2025)
    • [FCA CF] Client dealing (since 14 Jul 2025)
  • Axel Yélian Tagnon

    IRN AXT00493

    • [FCA CF] Client dealing (2 Dec 2022 to 27 Jun 2025)
  • Axelle Decoutere

    IRN AXD00060

    • [FCA CF] Client dealing (since 23 Feb 2026)
    • [FCA CF] Manager of certification employee (since 23 Feb 2026)
    • [FCA CF] Client dealing (17 Jan 2022 to 1 Jan 2025)
  • Aya Muranaka

    IRN AXM00611

    • [FCA CF] Client dealing (5 Jan 2021 to 3 Oct 2022)
  • Aygul Nazarova

    IRN AXN10590

    • [FCA CF] Client dealing (since 9 Sep 2025)
    • [FCA CF] Manager of certification employee (since 9 Sep 2025)
  • Ayla Ghaffarzadehgan

    IRN AXG10445

    • [FCA CF] Manager of certification employee (since 25 Mar 2024)
    • [FCA CF] Client dealing (since 19 Nov 2021)
  • Bailey Mcmahan Puntereri

    IRN BMP01029

    • CF30 Customer (1 Oct 2010 to 1 Oct 2010)
  • Baptiste Pierre Theodore Meurisse

    IRN BXM00186

    • [FCA CF] Manager of certification employee (23 Mar 2023 to 6 Feb 2026)
    • [FCA CF] Client dealing (18 Mar 2021 to 6 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.