BlackRock Life Limited

• Principal Place of Business

  12 Throgmorton Avenue

  LONDON

  EC2N 2DL

  UNITED KINGDOM

  Phone

  +4402077433000

  Web

  https://www.blackrock.com

• Complaints Contact

  12 Throgmorton Avenue

  LONDON

  EC2N 2DL

  UNITED KINGDOM

  Phone

  +442077433000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For Eligible Counterparty, Professional, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For Eligible Counterparty, Professional, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel Grenville Williams

  IRN NGW01015

  • CF8 Apportionment and Oversight (10 Oct 2003 to 3 May 2007)
  • CF19 Significant Mgt (Financial Resources) (10 Oct 2003 to 3 May 2007)
  • CF3 Chief Executive (10 Oct 2003 to 3 May 2007)
  • CF1 Director (1 Dec 2001 to 3 May 2007)
• Oliver Riyad Al Alawi

  IRN OXA00017

  • [FCA CF] Material risk taker (since 19 Dec 2022)
  • [PRA CF] Key function holder (since 1 Apr 2022)
• Patricia Carolina Garces Monterrubio

  IRN PCG01062

  • CF11 Money Laundering Reporting (9 Jun 2008 to 26 Apr 2010)
• Patricia Cecile Dunn-Jahnke

  IRN PCD01014

  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Jul 2002)
• Patrick Michael Olson

  IRN PMO01055

  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 28 Nov 2018)
  • CF29 Significant management (6 Mar 2015 to 6 Mar 2016)
• Paul Dafydd Samuel

  IRN PDS01086

  • CF29 Significant management (1 Nov 2007 to 2 May 2009)
  • CF17 Significant Mgt (Other Business Operations) (20 Jul 2007 to 31 Oct 2007)
• Paul Mark Whitlock

  IRN PMW01057

  • SMF20 Chief Actuary (10 Dec 2018 to 29 Jun 2020)
  • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
  • CF12 Actuarial (7 Feb 2011 to 6 Mar 2016)
• Paul Noel Thornton

  IRN PNT01019

  • CF2 Non Executive Director (1 Dec 2006 to 31 Jul 2010)
• Paul Stuart Hecker

  IRN PSH01040

  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jul 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 20 Feb 2003)
• Philip John Hodges

  IRN PJH01414

  • CF30 Customer (27 May 2008 to 31 Aug 2008)

No changes recorded yet.