Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Charles Bouverat

    IRN ECB01040

    • CF30 Customer (21 Dec 2012 to 8 Dec 2019)
  • Edward Drayton

    IRN ERD01018

    • [FCA CF] Client dealing (1 Nov 2021 to 28 Feb 2024)
  • Edward Hart

    IRN EXH01202

    • CF1 Director (15 Sep 2011 to 1 Mar 2013)
    • CF29 Significant management (1 Nov 2007 to 1 Mar 2013)
    • CF20 Significant Mgt (Settlements) (11 Jul 2007 to 31 Oct 2007)
  • Edward James Lesley

    IRN EJL01071

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Jun 2014 to 8 Dec 2019)
  • Edward John Booth

    IRN EJB01031

    • CF30 Customer (4 Mar 2009 to 15 Jan 2019)
  • Edward John Cook

    IRN EJC01060

    • SMF18 Other Overall Responsibility (since 19 Mar 2024)
    • [FCA CF] Material risk taker (12 Dec 2022 to 19 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 19 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2024)
    • CF30 Customer (20 Sep 2012 to 8 Dec 2019)
  • Edward Logan

    IRN EXL01106

    • CF30 Customer (23 Jan 2014 to 8 Dec 2019)
  • Edward Patrick Monaghan

    IRN EPM01016

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Dec 2012 to 8 Dec 2019)
  • Edward Philip Marmion Dymoke

    IRN EPD01022

    • [FCA CF] Manager of certification employee (since 5 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Jul 2012 to 8 Dec 2019)
  • Edward Victor Gillis Rosborg Winter

    IRN EVW01011

    • [FCA CF] Significant management (2 Apr 2024 to 31 Oct 2024)
    • [FCA CF] Client dealing (2 Apr 2024 to 31 Oct 2024)
    • CF30 Customer (14 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.