Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dundas House20 Brandon StreetEdinburghMidlothianEH3 5PPUNITED KINGDOM- Phone
- +4401314727200
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Complaints Contact
Blackrock12 Throgmorton AvenueLondonCity Of LondonEC2N 2DLUNITED KINGDOM- Phone
- +4402077433000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Spread Bet, Rolling spot forex contract, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Life Policy, Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Timothy Wong
IRN TXW01388
- (146)[FCA CF] Manager of certification employee (since 5 Jul 2021)
- (145)[FCA CF] Client dealing (since 9 Dec 2019)
- (1629)CF30 Customer (10 Jul 2013 to 8 Dec 2019)
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Ting-Yuan Kuo
IRN TXK00197
- (545)[FCA CF] Client dealing (since 9 Feb 2023)
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Titania Hanrahan
IRN TXH01722
- (40)CF30 Customer (31 May 2016 to 18 Jun 2018)
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Toby Christopher Morgan Harris
IRN HXT01224
- (1729)[FCA CF] Significant management (16 Mar 2022 to 28 May 2024)
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Tom Mondelaers
IRN TXM01497
- (683)[FCA CF] Manager of certification employee (9 Dec 2019 to 20 May 2024)
- (682)[FCA CF] Client dealing (9 Dec 2019 to 20 May 2024)
- (681)CF30 Customer (9 Apr 2009 to 8 Dec 2019)
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Tom Oliver Morris
IRN TOM01003
- (339)[FCA CF] Manager of certification employee (since 25 Jun 2020)
- (338)[FCA CF] Client dealing (since 9 Dec 2019)
- (1174)CF30 Customer (3 Dec 2018 to 8 Dec 2019)
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Tomi Petteri Nummela
IRN TPN01013
- (364)[FCA CF] Significant management (since 9 Dec 2025)
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Tracey Louise Harvey
IRN TLW01016
- (316)CF30 Customer (1 Dec 2009 to 11 Jan 2013)
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Tristan Charles Hockin
IRN TCH01035
- (329)[FCA CF] Manager of certification employee (since 1 Nov 2020)
- (328)[FCA CF] Client dealing (since 9 Dec 2019)
- (1141)CF30 Customer (25 Feb 2013 to 8 Dec 2019)
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Tristan Sebastian Clarke
IRN TXC00061
- (1841)[FCA CF] Significant management (9 Dec 2019 to 11 Feb 2022)
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Semple Fraser W.S.
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trading name added: CastleRock Capital Management Ltd
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trading name added: CastleInternational Asset Management Ltd
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trading name added: BlackRock, International Limited
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trading name added: BlackRock International, Limited
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controlled function added: (728)SMF18 Other Overall Responsibility
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controlled function added: (727)SMF4 Chief Risk
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controlled function added: (726)SMF18 Other Overall Responsibility
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controlled function added: (725)SMF18 Other Overall Responsibility
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controlled function added: (724)SMF18 Other Overall Responsibility