Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Wong

    IRN TXW01388

    • (146)[FCA CF] Manager of certification employee (since 5 Jul 2021)
    • (145)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1629)CF30 Customer (10 Jul 2013 to 8 Dec 2019)
  • Ting-Yuan Kuo

    IRN TXK00197

    • (545)[FCA CF] Client dealing (since 9 Feb 2023)
  • Titania Hanrahan

    IRN TXH01722

    • (40)CF30 Customer (31 May 2016 to 18 Jun 2018)
  • Toby Christopher Morgan Harris

    IRN HXT01224

    • (1729)[FCA CF] Significant management (16 Mar 2022 to 28 May 2024)
  • Tom Mondelaers

    IRN TXM01497

    • (682)[FCA CF] Client dealing (9 Dec 2019 to 20 May 2024)
    • (683)[FCA CF] Manager of certification employee (9 Dec 2019 to 20 May 2024)
    • (681)CF30 Customer (9 Apr 2009 to 8 Dec 2019)
  • Tom Oliver Morris

    IRN TOM01003

    • (339)[FCA CF] Manager of certification employee (since 25 Jun 2020)
    • (338)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1174)CF30 Customer (3 Dec 2018 to 8 Dec 2019)
  • Tomi Petteri Nummela

    IRN TPN01013

    • (364)[FCA CF] Significant management (since 9 Dec 2025)
  • Tracey Louise Harvey

    IRN TLW01016

    • (316)CF30 Customer (1 Dec 2009 to 11 Jan 2013)
  • Tristan Charles Hockin

    IRN TCH01035

    • (329)[FCA CF] Manager of certification employee (since 1 Nov 2020)
    • (328)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1141)CF30 Customer (25 Feb 2013 to 8 Dec 2019)
  • Tristan Sebastian Clarke

    IRN TXC00061

    • (1841)[FCA CF] Significant management (9 Dec 2019 to 11 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (663)[FCA CF] Client dealing

  2. controlled function added: (662)[FCA CF] Client dealing

  3. controlled function added: (661)[FCA CF] Client dealing

  4. controlled function added: (660)[FCA CF] Significant management

  5. controlled function added: (659)[FCA CF] Client dealing

  6. controlled function added: (658)[FCA CF] Significant management

  7. controlled function added: (657)[FCA CF] Significant management

  8. controlled function added: (656)[FCA CF] Significant management

  9. controlled function added: (655)[FCA CF] Significant management

  10. controlled function added: (654)[FCA CF] Significant management