Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sophie Rosanagh Steel

    IRN SRS01151

    • (79)[FCA CF] Client dealing (since 10 Feb 2021)
    • (1420)CF30 Customer (14 Oct 2015 to 8 Dec 2019)
  • Sorca Anna Kelly-Scholte

    IRN SAK01041

    • (1032)[FCA CF] Manager of certification employee (10 Jul 2023 to 4 Jul 2025)
    • (1031)[FCA CF] Client dealing (13 Jun 2022 to 4 Jul 2025)
  • Souheir Asba

    IRN SXA02260

    • (1666)[FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2024)
    • (1665)CF30 Customer (31 May 2019 to 8 Dec 2019)
  • Spencer Garrett Rhodes

    IRN SXR02498

    • (1361)[FCA CF] Significant management (7 Jul 2022 to 1 Mar 2024)
  • Spencer Robin Mildon

    IRN SRM01149

    • (304)CF30 Customer (1 Dec 2009 to 17 Feb 2012)
  • Sriram Keesara Reddy

    IRN SKR01040

    • (1480)CF30 Customer (16 Feb 2015 to 15 Mar 2018)
  • Stacey Mullin Outhwaite

    IRN SMO01061

    • (1879)SMF24 Chief Operations (9 Dec 2019 to 5 Jul 2022)
    • (1880)SMF3 Executive Director (9 Dec 2019 to 6 Jul 2022)
    • (1882)CF1 Director (27 Mar 2018 to 8 Dec 2019)
    • (1881)CF29 Significant management (27 Mar 2018 to 8 Dec 2019)
  • Stanislava Ventsislavova Vrabcheva

    IRN SXV01261

    • (1699)[FCA CF] Client dealing (2 Nov 2021 to 30 May 2025)
  • Stefan Dreesbach

    IRN SXD01236

    • (419)CF30 Customer (3 Jul 2017 to 29 Aug 2018)
  • Stefan Gries

    IRN SXG01632

    • (636)[FCA CF] Manager of certification employee (1 Nov 2020 to 20 Apr 2026)
    • (635)[FCA CF] Client dealing (9 Dec 2019 to 20 Apr 2026)
    • (634)CF30 Customer (4 Mar 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (663)[FCA CF] Client dealing

  2. controlled function added: (662)[FCA CF] Client dealing

  3. controlled function added: (661)[FCA CF] Client dealing

  4. controlled function added: (660)[FCA CF] Significant management

  5. controlled function added: (659)[FCA CF] Client dealing

  6. controlled function added: (658)[FCA CF] Significant management

  7. controlled function added: (657)[FCA CF] Significant management

  8. controlled function added: (656)[FCA CF] Significant management

  9. controlled function added: (655)[FCA CF] Significant management

  10. controlled function added: (654)[FCA CF] Significant management