Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sheryl Needham

    IRN SXN01609

    • (567)[FCA CF] Significant management (9 Dec 2019 to 2 Jun 2021)
    • (566)[FCA CF] Manager of certification employee (9 Dec 2019 to 8 Oct 2021)
    • (565)[FCA CF] Client dealing (9 Dec 2019 to 8 Oct 2021)
    • (564)CF30 Customer (11 Jun 2015 to 8 Dec 2019)
  • Shrinal Patel

    IRN SXP00538

    • (1046)[FCA CF] Client dealing (10 Jan 2022 to 11 Jun 2024)
  • Shuangzi Guo

    IRN SXG01757

    • (177)[FCA CF] Manager of certification employee (since 3 Jan 2024)
    • (176)[FCA CF] Client dealing (since 25 Jun 2020)
  • Shuhan Yu

    IRN SXY00097

    • (542)[FCA CF] Client dealing (since 27 Mar 2023)
  • Shuk Yee Cindy Lim

    IRN SYL01017

    • (1521)[FCA CF] Manager of certification employee (9 Dec 2019 to 23 Apr 2021)
    • (1520)[FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
    • (1519)CF30 Customer (3 Sep 2014 to 8 Dec 2019)
  • Shukriya Olufunmilayo Osiyemi

    IRN SOO00027

    • (1280)CF30 Customer (16 Sep 2017 to 8 Dec 2019)
  • Siddharth Swaminathan

    IRN SXS02039

    • (1334)[FCA CF] Significant management (2 Jun 2022 to 19 Jul 2024)
    • (1332)[FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2022)
    • (1333)[FCA CF] Manager of certification employee (9 Dec 2019 to 7 Feb 2022)
    • (1331)CF30 Customer (1 Dec 2009 to 8 Dec 2019)
  • Silke Nowotzin

    IRN SXN01782

    • (1263)CF30 Customer (11 Nov 2017 to 31 Jan 2019)
  • Simon Alick Wyatt

    IRN SXW00151

    • (1148)[FCA CF] Significant management (9 Dec 2019 to 11 Jul 2025)
  • Simon Anthony Durkin

    IRN SAD01114

    • (1598)[FCA CF] Client dealing (12 Nov 2024 to 13 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (673)[FCA CF] Client dealing

  2. controlled function added: (672)[FCA CF] Client dealing

  3. controlled function added: (671)[FCA CF] Significant management

  4. controlled function added: (670)[FCA CF] Client dealing

  5. controlled function added: (669)[FCA CF] Client dealing

  6. controlled function added: (668)[FCA CF] Client dealing

  7. controlled function added: (667)[FCA CF] Client dealing

  8. controlled function added: (666)[FCA CF] Client dealing

  9. controlled function added: (665)[FCA CF] Client dealing

  10. controlled function added: (664)[FCA CF] Client dealing