Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Vicente Perez Camara

    IRN VXP01094

    • (329)CF30 Customer (1 Dec 2009 to 14 Jun 2012)
  • Vicky Andrea Hsu

    IRN VXH00018

    • (1142)[FCA CF] Significant management (9 Dec 2019 to 5 Dec 2025)
  • Victor Oliver Vas

    IRN VOV01000

    • (100)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1492)CF30 Customer (28 Jan 2015 to 8 Dec 2019)
  • Victor Remi Bozza

    IRN VRB01014

    • (39)[FCA CF] Manager of certification employee (since 31 Aug 2022)
    • (38)[FCA CF] Client dealing (since 18 Dec 2019)
  • Victoria Anne McCarthy

    IRN VAM01027

    • (291)CF30 Customer (12 Nov 2014 to 26 May 2015)
  • Victoria Hayes

    IRN VXH00109

    • (702)[FCA CF] Client dealing (21 May 2024 to 22 Aug 2025)
  • Victoria Kate Matthews

    IRN VKG01003

    • (310)[FCA CF] Significant management (since 29 Jun 2023)
  • Victoria Mei Yin Chin

    IRN VXC13107

    • (14)[FCA CF] Manager of certification employee (since 4 Nov 2022)
    • (13)[FCA CF] Client dealing (since 9 Dec 2019)
    • (755)CF30 Customer (27 Mar 2019 to 8 Dec 2019)
  • Victoria Robbins

    IRN VXR01086

    • (274)CF30 Customer (4 Aug 2018 to 8 Dec 2019)
  • Viktor Hainski

    IRN VXH00011

    • (1301)[FCA CF] Client dealing (2 Nov 2020 to 6 Jul 2021)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (683)[FCA CF] Client dealing

  2. controlled function added: (682)[FCA CF] Client dealing

  3. controlled function added: (681)[FCA CF] Client dealing

  4. controlled function added: (680)[FCA CF] Client dealing

  5. controlled function added: (679)[FCA CF] Client dealing

  6. controlled function added: (678)[FCA CF] Client dealing

  7. controlled function added: (677)[FCA CF] Client dealing

  8. controlled function added: (676)[FCA CF] Significant management

  9. controlled function added: (675)[FCA CF] Significant management

  10. controlled function added: (674)[FCA CF] Significant management