Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Whyman

    IRN SPW01100

    • (1160)CF30 Customer (6 Oct 2011 to 19 Feb 2016)
  • Steven Buller

    IRN SXB01996

    • (309)CF13 Finance (15 Nov 2005 to 30 Apr 2007)
  • Steven David Robinson

    IRN SDR01068

    • (298)CF30 Customer (14 Oct 2014 to 13 May 2016)
  • Steven John Dare

    IRN SJD01253

    • (284)[FCA CF] Client dealing (since 9 Dec 2019)
    • (989)CF30 Customer (25 Nov 2010 to 8 Dec 2019)
  • Steven Martin Dalzell

    IRN SMD01110

    • (1933)CF30 Customer (4 Dec 2008 to 26 Apr 2010)
  • Steven Patrick Bayly

    IRN SPB01144

    • (1056)CF29 Significant management (1 Nov 2007 to 2 Jun 2008)
    • (1057)CF16 Significant Mgt (Desgntd Investment Business) (1 Sep 2005 to 31 Oct 2007)
  • Steven Paul Cornet

    IRN SXC01710

    • (463)[FCA CF] Client dealing (since 1 May 2025)
  • Stewart Guy Spencer Reed

    IRN SGR01030

    • (475)CF30 Customer (25 Apr 2013 to 2 Mar 2018)
  • Stewart Piotrowicz

    IRN SXP01427

    • (630)CF30 Customer (1 Nov 2007 to 17 Dec 2008)
    • (631)CF27 Investment Management (24 Jun 2003 to 31 Oct 2007)
  • Stuart Anthony Brown

    IRN SAB01400

    • (94)[FCA CF] Manager of certification employee (since 27 Aug 2025)
    • (93)[FCA CF] Client dealing (since 24 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (693)[FCA CF] Manager of certification employee

  2. controlled function added: (692)[FCA CF] Significant management

  3. controlled function added: (691)[FCA CF] Significant management

  4. controlled function added: (690)[FCA CF] Manager of certification employee

  5. controlled function added: (689)[FCA CF] Client dealing

  6. controlled function added: (688)[FCA CF] Client dealing

  7. controlled function added: (687)[FCA CF] Client dealing

  8. controlled function added: (686)[FCA CF] Manager of certification employee

  9. controlled function added: (685)[FCA CF] Client dealing

  10. controlled function added: (684)[FCA CF] Client dealing