Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dundas House20 Brandon StreetEdinburghMidlothianEH3 5PPUNITED KINGDOM- Phone
- +4401314727200
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Complaints Contact
Blackrock12 Throgmorton AvenueLondonCity Of LondonEC2N 2DLUNITED KINGDOM- Phone
- +4402077433000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Spread Bet, Rolling spot forex contract, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Life Policy, Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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William Purves
IRN WXP01041
- (1893)CF30 Customer (3 Dec 2015 to 15 Dec 2016)
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William Rhys Jones
IRN WRJ01027
- (886)[FCA CF] Client dealing (9 Dec 2019 to 24 Sep 2021)
- (885)CF30 Customer (19 Mar 2018 to 8 Dec 2019)
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William Simon Mann
IRN WSM01016
- (192)[FCA CF] Client dealing (since 15 Dec 2025)
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William Todd Isaac
IRN WTI01000
- (671)[FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2020)
- (670)[FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
- (669)CF30 Customer (11 Jul 2018 to 8 Dec 2019)
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Wolfram Roddewig
IRN WXR01084
- (308)CF30 Customer (4 Mar 2009 to 5 Nov 2010)
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Xiao Wang
IRN XXW01108
- (1391)[FCA CF] Client dealing (9 Dec 2019 to 16 Aug 2022)
- (1390)CF30 Customer (22 Feb 2016 to 8 Dec 2019)
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Xiaojing Wang
IRN XXW01115
- (1303)[FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2022)
- (1302)CF30 Customer (12 Apr 2017 to 8 Dec 2019)
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Xin Gao
IRN XXG01146
- (1419)[FCA CF] Client dealing (8 Dec 2022 to 27 Jun 2024)
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Xin Zhao
IRN XXZ01012
- (917)CF30 Customer (20 Nov 2015 to 12 Apr 2018)
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Xing Fu
IRN XXF00002
- (1130)[FCA CF] Client dealing (14 Sep 2020 to 1 Jun 2023)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (713)SMF18 Other Overall Responsibility
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controlled function added: (712)SMF18 Other Overall Responsibility
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controlled function added: (711)SMF3 Executive Director
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controlled function added: (710)SMF24 Chief Operations
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controlled function added: (709)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (708)SMF7 Group Entity Senior Manager
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controlled function added: (707)SMF5 Head of Internal Audit
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controlled function added: (706)SMF11 Chair of the Audit Committee
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controlled function added: (705)[FCA CF] Manager of certification employee
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controlled function added: (704)[FCA CF] Manager of certification employee