Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dundas House20 Brandon StreetEdinburghMidlothianEH3 5PPUNITED KINGDOM- Phone
- +4401314727200
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Complaints Contact
Blackrock12 Throgmorton AvenueLondonCity Of LondonEC2N 2DLUNITED KINGDOM- Phone
- +4402077433000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Spread Bet, Rolling spot forex contract, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Life Policy, Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Whyman
IRN SPW01100
- (1160)CF30 Customer (6 Oct 2011 to 19 Feb 2016)
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Steven Buller
IRN SXB01996
- (309)CF13 Finance (15 Nov 2005 to 30 Apr 2007)
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Steven David Robinson
IRN SDR01068
- (298)CF30 Customer (14 Oct 2014 to 13 May 2016)
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Steven John Dare
IRN SJD01253
- (284)[FCA CF] Client dealing (since 9 Dec 2019)
- (989)CF30 Customer (25 Nov 2010 to 8 Dec 2019)
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Steven Martin Dalzell
IRN SMD01110
- (1933)CF30 Customer (4 Dec 2008 to 26 Apr 2010)
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Steven Patrick Bayly
IRN SPB01144
- (1056)CF29 Significant management (1 Nov 2007 to 2 Jun 2008)
- (1057)CF16 Significant Mgt (Desgntd Investment Business) (1 Sep 2005 to 31 Oct 2007)
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Steven Paul Cornet
IRN SXC01710
- (463)[FCA CF] Client dealing (since 1 May 2025)
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Stewart Guy Spencer Reed
IRN SGR01030
- (475)CF30 Customer (25 Apr 2013 to 2 Mar 2018)
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Stewart Piotrowicz
IRN SXP01427
- (630)CF30 Customer (1 Nov 2007 to 17 Dec 2008)
- (631)CF27 Investment Management (24 Jun 2003 to 31 Oct 2007)
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Stuart Anthony Brown
IRN SAB01400
- (94)[FCA CF] Manager of certification employee (since 27 Aug 2025)
- (93)[FCA CF] Client dealing (since 24 Sep 2024)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (513)[FCA CF] Client dealing
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controlled function added: (512)[FCA CF] Significant management
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controlled function added: (511)[FCA CF] Client dealing
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controlled function added: (510)[FCA CF] Client dealing
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controlled function added: (509)[FCA CF] Client dealing
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controlled function added: (508)[FCA CF] Client dealing
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controlled function added: (507)[FCA CF] Client dealing
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controlled function added: (506)[FCA CF] Client dealing
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controlled function added: (505)[FCA CF] Client dealing
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controlled function added: (504)[FCA CF] Client dealing