Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dundas House20 Brandon StreetEdinburghMidlothianEH3 5PPUNITED KINGDOM- Phone
- +4401314727200
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Complaints Contact
Blackrock12 Throgmorton AvenueLondonCity Of LondonEC2N 2DLUNITED KINGDOM- Phone
- +4402077433000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Spread Bet, Rolling spot forex contract, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Life Policy, Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Viktor Knava
IRN VXK01196
- (121)CF30 Customer (12 Nov 2014 to 8 Dec 2019)
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Vincent Devlin
IRN VXD01020
- (427)CF30 Customer (4 Mar 2009 to 27 Jul 2017)
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Vincent Edward Hall
IRN VXH61316
- (1377)[FCA CF] Client dealing (21 Jan 2022 to 26 Apr 2022)
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Vineet Singh
IRN VXS01053
- (155)[FCA CF] Client dealing (since 26 Feb 2020)
- (1660)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2022)
- (1659)CF30 Customer (7 Aug 2018 to 8 Dec 2019)
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Vishwanath Janardhan Acharya
IRN VXA15016
- (7)[FCA CF] Client dealing (since 3 Jun 2024)
- (1653)[FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jul 2023)
- (1652)[FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2023)
- (1651)CF30 Customer (17 May 2019 to 8 Dec 2019)
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Vivek Paul
IRN VXP01205
- (135)CF30 Customer (25 Nov 2013 to 16 Mar 2018)
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Vivek Vishwanath
IRN VXV00073
- (900)[FCA CF] Client dealing (16 May 2024 to 8 Apr 2025)
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Viviane Keser
IRN VXK01098
- (107)CF30 Customer (13 Sep 2013 to 8 Sep 2014)
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Vladyslav Borysenko
IRN VXB00039
- (626)[FCA CF] Manager of certification employee (since 5 Sep 2025)
- (625)[FCA CF] Client dealing (since 22 Feb 2021)
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WILLIAM SHAW
IRN WXS01225
- (144)CF30 Customer (30 Jun 2014 to 23 Sep 2019)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (723)SMF18 Other Overall Responsibility
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controlled function added: (722)SMF16 Compliance Oversight
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controlled function added: (721)SMF18 Other Overall Responsibility
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controlled function added: (720)SMF18 Other Overall Responsibility
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controlled function added: (719)SMF10 Chair of the Risk Committee
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controlled function added: (718)SMF1 Chief Executive
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controlled function added: (717)SMF3 Executive Director
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controlled function added: (716)SMF9 Chair of the Governing Body
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controlled function added: (715)SMF13 Chair of the Nominations Committee
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controlled function added: (714)SMF24 Chief Operations