BlackRock Institutional Trust Company, N.A.

• Principal Place of Business

  12 Throgmorton Avenue

  LONDON

  EC2N 2DL

  UNITED KINGDOM

  Phone

  +4402077433000

  Web

  https://www.blackrock.com

• Complaints Contact

  Blackrock

  12 Throgmorton Avenue

  London

  City Of London

  EC2N 2DL

  UNITED KINGDOM

  Phone

  +442077433199

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shuangzi Guo

  IRN SXG01757

  • [FCA CF] Manager of certification employee (since 3 Jan 2024)
  • [FCA CF] Client dealing (since 25 Jun 2020)
• Shuhan Yu

  IRN SXY00097

  • [FCA CF] Client dealing (since 27 Mar 2023)
• Siddharth Swaminathan

  IRN SXS02039

  • [FCA CF] Manager of certification employee (2 Nov 2022 to 19 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (11 Jan 2006 to 31 Oct 2007)
• Simon Askew

  IRN SXA02344

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2023)
  • CF30 Customer (25 Jul 2013 to 8 Dec 2019)
• Simon Benjamin Bowden

  IRN SXB02134

  • [FCA CF] Manager of certification employee (since 16 Jan 2026)
  • [FCA CF] Client dealing (since 30 Apr 2024)
• Simon Blundell

  IRN SXB01296

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2026)
  • CF30 Customer (17 Feb 2015 to 8 Dec 2019)
• Simon Cooper

  IRN SXC02152

  • CF28 Systems and controls (28 Sep 2011 to 6 Feb 2012)
• Simon George Alston Pottinger

  IRN SGP01074

  • CF30 Customer (1 Nov 2007 to 2 Feb 2009)
  • CF27 Investment Management (31 Jul 2007 to 31 Oct 2007)
• Simon James Martin

  IRN SJM01367

  • CF30 Customer (21 Sep 2010 to 16 Oct 2015)
• Simon James Thompson

  IRN SJT01119

  • CF26 Customer Trading (11 Feb 2005 to 14 May 2007)

No changes recorded yet.