BlackRock Advisors (UK) Limited

FRN: 119186
Date authorised: 1 April 2013
Companies House: 00796793
Last scraped: 1 week ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

12 Throgmorton Avenue

London

EC2N 2DL

UNITED KINGDOM

Phone

+4402077433000

Web

https://www.blackrock.com
Complaints Contact

12 Throgmorton Avenue

LONDOn

EC2N 2DL

UNITED KINGDOM

Phone

+442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Professional, Eligible Counterparty
Investment Advice (no pensions)

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Roderick Winter MacKenzie
IRN RXM00503
- (594)[FCA CF] Client dealing (since 4 Jul 2023)
- (2286)[FCA CF] Client dealing (9 Aug 2021 to 3 Jan 2022)
Roger Clark Tooze
IRN RCT01077
- (854)CF1 Director (16 Dec 2009 to 10 Oct 2013)
Roger John Exwood
IRN RJE33030
- (2034)[FCA CF] Significant management (9 Dec 2019 to 18 Feb 2022)
Roger Lynch
IRN RXL01102
- (784)CF30 Customer (1 Nov 2007 to 1 Jul 2016)
- (785)CF27 Investment Management (29 Sep 2003 to 31 Oct 2007)
- (786)CF26 Customer Trading (1 Dec 2001 to 29 Sep 2003)
Rohan David Worrall
IRN RDW01038
- (885)CF30 Customer (1 Nov 2007 to 8 Aug 2012)
- (886)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Rohan Stewart
IRN RXS01131
- (2225)[FCA CF] Manager of certification employee (9 Dec 2024 to 10 Feb 2026)
Roland Antony Arnold
IRN RAA01028
- (393)[FCA CF] Client dealing (since 9 Dec 2019)
- (1921)[FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- (1920)CF30 Customer (1 Dec 2009 to 8 Dec 2019)
Roland Thomas Perkins
IRN RTP01022
- (217)CF30 Customer (11 Oct 2010 to 8 May 2015)
Roland William Hawker
IRN RXH09196
- (2109)[FCA CF] Manager of certification employee (8 Feb 2024 to 31 Oct 2024)
- (2108)[FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
- (2107)CF30 Customer (7 Dec 2018 to 8 Dec 2019)
Roman Swaton
IRN RXS01978
- (848)CF30 Customer (5 Jun 2008 to 2 Feb 2009)

Recent activity

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (423)[FCA CF] Material risk taker
1 week ago
controlled function added: (422)[FCA CF] Client dealing
1 week ago
controlled function added: (421)[FCA CF] Material risk taker
1 week ago
controlled function added: (297)[FCA CF] Significant management
1 week ago
controlled function added: (420)Director of firm who is not a certification employee or a SMF manager
1 week ago
controlled function added: (419)[FCA CF] Manager of certification employee
1 week ago
controlled function added: (418)[FCA CF] Client dealing
1 week ago
controlled function added: (417)[FCA CF] Significant management
1 week ago
controlled function added: (416)[FCA CF] Manager of certification employee
1 week ago
controlled function added: (415)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.