BlackRock Advisors (UK) Limited

FRN: 119186
Date authorised: 1 April 2013
Companies House: 00796793
Last scraped: 2 weeks ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

12 Throgmorton Avenue

London

EC2N 2DL

UNITED KINGDOM

Phone

+4402077433000

Web

https://www.blackrock.com
Complaints Contact

12 Throgmorton Avenue

LONDOn

EC2N 2DL

UNITED KINGDOM

Phone

+442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Professional, Eligible Counterparty
Investment Advice (no pensions)

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Titania Hanrahan
IRN TXH01722
- (564)CF30 Customer (31 May 2016 to 18 Jun 2018)
Toby Christopher Morgan Harris
IRN HXT01224
- (1234)[FCA CF] Significant management (16 Mar 2022 to 28 May 2024)
Toby James Warburton
IRN TJW01065
- (1903)CF30 Customer (1 Nov 2007 to 8 Oct 2008)
- (1904)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Tom Mondelaers
IRN TXM01497
- (1437)[FCA CF] Client dealing (9 Dec 2019 to 20 May 2024)
- (1438)[FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- (1439)[FCA CF] Manager of certification employee (9 Dec 2019 to 20 May 2024)
- (1436)CF30 Customer (1 Dec 2009 to 8 Dec 2019)
Tom Oliver Morris
IRN TOM01003
- (339)[FCA CF] Manager of certification employee (since 25 Jun 2020)
- (338)[FCA CF] Client dealing (since 9 Dec 2019)
- (1712)[FCA CF] Material risk taker (9 Dec 2019 to 13 Jul 2021)
- (1711)CF30 Customer (3 Dec 2018 to 8 Dec 2019)
Tomi Petteri Nummela
IRN TPN01013
- (364)[FCA CF] Significant management (since 9 Dec 2025)
Tracey Louise Harvey
IRN TLW01016
- (158)CF30 Customer (1 Nov 2007 to 11 Jan 2013)
- (160)CF21 Investment Adviser (20 Oct 2005 to 31 Oct 2007)
- (159)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Oct 2005)
Trent Edward Larcombe
IRN TEL01008
- (450)CF30 Customer (1 Nov 2007 to 18 Jul 2008)
- (451)CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Tristan Charles Hockin
IRN TCH01035
- (329)[FCA CF] Manager of certification employee (since 1 Nov 2020)
- (328)[FCA CF] Client dealing (since 9 Dec 2019)
- (1676)CF30 Customer (25 Feb 2013 to 8 Dec 2019)
Tristan Sebastian Clarke
IRN TXC00061
- (2472)[FCA CF] Significant management (9 Dec 2019 to 11 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

2 weeks ago
controlled function added: (433)[FCA CF] Client dealing
2 weeks ago
controlled function added: (432)[FCA CF] Client dealing
2 weeks ago
controlled function added: (431)[FCA CF] Client dealing
2 weeks ago
controlled function added: (430)[FCA CF] Client dealing
2 weeks ago
controlled function added: (429)[FCA CF] Client dealing
2 weeks ago
controlled function added: (428)[FCA CF] Client dealing
2 weeks ago
controlled function added: (427)[FCA CF] Client dealing
2 weeks ago
controlled function added: (426)[FCA CF] Client dealing
2 weeks ago
controlled function added: (425)[FCA CF] Client dealing
2 weeks ago
controlled function added: (424)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.