BlackRock Advisors (UK) Limited

Date authorised
1 April 2013
Companies House
00796793
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Throgmorton Avenue
    London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000
    Web
    https://www.blackrock.com

  • Complaints Contact

    12 Throgmorton Avenue
    LONDOn
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kenneth Alexander Anderson

    IRN KAA01014

    • (831)CF30 Customer (1 Dec 2009 to 1 Jul 2011)
  • Kenneth F Kroner

    IRN KFK01002

    • (86)CF29 Significant management (1 Nov 2007 to 5 Jan 2011)
    • (87)CF16 Significant Mgt (Desgntd Investment Business) (21 Feb 2007 to 31 Oct 2007)
  • Kenzy Goodwin

    IRN KXH01147

    • (809)CF30 Customer (1 Dec 2009 to 31 Jan 2019)
  • Kerry Innes Foster

    IRN KIB01008

    • (1280)[FCA CF] Manager of certification employee (11 Aug 2020 to 31 Oct 2025)
    • (1279)[FCA CF] Client dealing (11 Aug 2020 to 31 Oct 2025)
  • Ketan Ram Gada

    IRN KRG01028

    • (1457)CF30 Customer (28 Jan 2008 to 20 Aug 2014)
  • Kevin Chih-Cheng Chuah

    IRN KCC01035

    • (314)CF30 Customer (17 Jan 2013 to 27 May 2016)
  • Kevin Geoffrey Charles Antony Mayger

    IRN KGM01047

    • (29)[FCA CF] Client dealing (since 9 Dec 2019)
  • Kevin Karl Coldiron

    IRN KKC01005

    • (537)CF27 Investment Management (1 Dec 2001 to 31 Aug 2002)
  • Kevin Michael Franklin

    IRN KMF01020

    • (326)CF30 Customer (1 Nov 2007 to 6 Aug 2009)
    • (327)CF27 Investment Management (19 Oct 2005 to 31 Oct 2007)
  • Kevin Moore

    IRN KXM01618

    • (676)CF1 Director (30 Jan 2009 to 6 Jan 2010)
    • (675)CF28 Systems and controls (30 Jan 2009 to 6 Jan 2010)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (713)SMF18 Other Overall Responsibility

  2. controlled function added: (712)SMF3 Executive Director

  3. controlled function added: (711)SMF24 Chief Operations

  4. controlled function added: (710)SMF4 Chief Risk

  5. controlled function added: (709)SMF7 Group Entity Senior Manager

  6. controlled function added: (708)SMF18 Other Overall Responsibility

  7. controlled function added: (707)SMF11 Chair of the Audit Committee

  8. controlled function added: (706)[FCA CF] Manager of certification employee

  9. controlled function added: (705)[FCA CF] Significant management

  10. controlled function added: (704)SMF18 Other Overall Responsibility

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