BlackRock Advisors (UK) Limited

Date authorised
1 April 2013
Companies House
00796793
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Throgmorton Avenue
    London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000
    Web
    https://www.blackrock.com

  • Complaints Contact

    12 Throgmorton Avenue
    LONDOn
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Regina Zalilova

    IRN RXZ01096

    • (73)CF30 Customer (13 Dec 2016 to 30 Jun 2019)
  • Reiko Tokukatsu

    IRN RXT01361

    • (154)CF27 Investment Management (20 Mar 2006 to 10 Apr 2007)
  • Reinoud Adriaan van Ieperen

    IRN RAV01035

    • (597)CF30 Customer (4 Mar 2015 to 7 Aug 2018)
  • Rekesh Varsani

    IRN RXV01315

    • (53)[FCA CF] Client dealing (since 9 Dec 2019)
    • (940)[FCA CF] Manager of certification employee (9 Dec 2019 to 18 Nov 2024)
    • (939)CF30 Customer (29 Mar 2017 to 8 Dec 2019)
  • Remi Elie Worthalter

    IRN RXW00334

    • (587)[FCA CF] Client dealing (since 8 Dec 2021)
  • Remi Pierre Nicolas Combeaud

    IRN RPC01088

    • (1079)[FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
    • (1078)CF30 Customer (9 Sep 2014 to 8 Dec 2019)
  • Remi Rene Marcel Casals

    IRN RRC01020

    • (115)CF26 Customer Trading (22 Apr 2002 to 2 May 2003)
    • (114)CF27 Investment Management (1 Dec 2001 to 22 Apr 2002)
  • Rene Bruce Goddard

    IRN RBG01029

    • (118)CF16 Significant Mgt (Desgntd Investment Business) (4 Aug 2006 to 2 Feb 2007)
  • Ricardo Jose Fernandez

    IRN RJF01170

    • (1262)[FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • (1263)[FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
    • (1261)CF30 Customer (5 May 2011 to 8 Dec 2019)
  • Richard Adrian Urwin

    IRN RAU01002

    • (742)CF30 Customer (1 Dec 2009 to 17 Apr 2015)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (483)[FCA CF] Significant management

  2. controlled function added: (482)[FCA CF] Client dealing

  3. controlled function added: (481)[FCA CF] Client dealing

  4. controlled function added: (480)[FCA CF] Client dealing

  5. controlled function added: (479)[FCA CF] Client dealing

  6. controlled function added: (478)[FCA CF] Client dealing

  7. controlled function added: (477)[FCA CF] Client dealing

  8. controlled function added: (476)[FCA CF] Manager of certification employee

  9. controlled function added: (475)[FCA CF] Client dealing

  10. controlled function added: (474)[FCA CF] Client dealing

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