Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
12 Throgmorton AvenueLondonEC2N 2DLUNITED KINGDOM- Phone
- +4402077433000
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Complaints Contact
12 Throgmorton AvenueLONDOnEC2N 2DLUNITED KINGDOM- Phone
- +442077433000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Patrick Nicholas Harrington Mattar
IRN PNM01027
- (639)CF30 Customer (4 Jan 2016 to 31 May 2018)
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Patrick Victor Paride Del Bigio
IRN PVD00005
- (325)CF30 Customer (9 Feb 2016 to 15 Jul 2019)
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Paul Andrew Chalcott Clifford
IRN PAC01114
- (318)[FCA CF] Client dealing (since 15 Dec 2025)
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Paul Andrew Walker-Duncalf
IRN PAW01140
- (689)CF30 Customer (1 Dec 2009 to 28 Jul 2015)
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Paul Anthony Campayne
IRN PAC01107
- (830)CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2003)
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Paul Anthony Simon
IRN PAS01345
- (1165)CF30 Customer (20 Feb 2013 to 21 Dec 2018)
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Paul Dafydd Samuel
IRN PDS01086
- (444)CF29 Significant management (1 Nov 2007 to 2 May 2009)
- (446)CF17 Significant Mgt (Other Business Operations) (20 Jul 2007 to 31 Oct 2007)
- (445)CF27 Investment Management (1 Dec 2001 to 25 Jul 2006)
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Paul Damon Hauff
IRN PDH01048
- (398)[FCA CF] Client dealing (since 9 Dec 2019)
- (1960)[FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
- (1959)CF30 Customer (1 Dec 2009 to 8 Dec 2019)
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Paul David Henderson
IRN PDH01132
- (813)CF30 Customer (2 Jul 2008 to 16 Mar 2018)
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Paul David Tebbit
IRN PDT01071
- (713)SMF18 Other Overall Responsibility (since 20 Jan 2026)
- (2460)[FCA CF] Significant management (28 Mar 2022 to 20 Jan 2026)
- (2457)[FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2026)
- (2458)[FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- (2459)[FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jan 2026)
- (2456)CF30 Customer (19 Mar 2014 to 7 Oct 2014)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (483)[FCA CF] Significant management
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controlled function added: (482)[FCA CF] Client dealing
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controlled function added: (481)[FCA CF] Client dealing
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controlled function added: (480)[FCA CF] Client dealing
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controlled function added: (479)[FCA CF] Client dealing
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controlled function added: (478)[FCA CF] Client dealing
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controlled function added: (477)[FCA CF] Client dealing
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controlled function added: (476)[FCA CF] Manager of certification employee
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controlled function added: (475)[FCA CF] Client dealing
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controlled function added: (474)[FCA CF] Client dealing