Date authorised
1 April 2013
Companies House
03486694
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southgate House
    Alexandra Court
    Denmark Street
    Wokingham
    Berkshire
    RG40 2BJ
    UNITED KINGDOM
    Phone
    +4401189792121
  • Complaints Contact

    Southgate House
    Alexandra Court
    Denmark Street
    Wokingham
    Berkshire
    RG40 2BJ
    UNITED KINGDOM
    Phone
    +4401189792121

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Derek Brown

    IRN ADB01236

    • SMF3 Executive Director (since 25 Mar 2024)
    • Responsible for Insurance Distribution (since 30 Mar 2022)
    • SMF16 Compliance Oversight (30 Mar 2022 to 11 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Mar 2022 to 11 Apr 2022)
    • SMF3 Executive Director (30 Mar 2022 to 11 Apr 2022)
    • SMF1 Chief Executive (30 Mar 2022 to 25 Mar 2024)
    • CF29 Significant management (19 Sep 2013 to 8 Dec 2019)
  • Barry McGoun

    IRN BXM01385

    • SMF3 Executive Director (9 Dec 2019 to 3 Apr 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 11 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Apr 2022)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
  • John Howard William Finch

    IRN JHF01038

    • SMF3 Executive Director (9 Dec 2019 to 17 Dec 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Dec 2022)
    • CF1 Director (AR) (21 Dec 2011 to 28 Oct 2022)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Kathren Wright

    IRN KXW01637

    • SMF3 Executive Director (since 31 Jul 2024)
  • Peter Andrew Faulkner

    IRN PAF01096

    • CF1 Director (AR) (9 Dec 2011 to 11 Jul 2012)
    • CF1 Director (14 Jan 2005 to 11 Jul 2012)
  • Peter Forster Powell

    IRN PXP01307

    • CF1 Director (AR) (26 Jul 2012 to 4 Oct 2012)
  • Simon John Townsend

    IRN SJT01222

    • SMF3 Executive Director (since 1 Jan 2026)
    • SMF16 Compliance Oversight (since 1 Jan 2026)
  • Stephen Neil Pope

    IRN SNP01025

    • CF1 Director (AR) (22 Dec 2011 to 5 Dec 2022)
    • CF4 Partner (AR) (16 Jun 2006 to 9 Dec 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.