Date authorised
1 April 2013
Companies House
01158939
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    129 High Street
    Worle
    Weston-Super-Mare
    Somerset
    BS22 6HQ
    UNITED KINGDOM
    Phone
    +4401934522252
  • Complaints Contact

    129 High Street
    Worle
    Weston-Super-Mare
    Somerset
    BS22 6HQ
    UNITED KINGDOM
    Phone
    +4401934522252

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Commercial, Retail (Non-Investment Insurance)

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Fox

    IRN BXF00149

    • Responsible for Insurance Distribution (since 12 Oct 2023)
    • SMF3 Executive Director (since 12 Oct 2023)
  • Jeremy Richard Parrott

    IRN JRP00004

    • CF1 Director (1 Dec 2001 to 16 Sep 2005)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 22 Jul 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 22 Jul 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Jul 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Jul 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2005)
  • Michael John Menhenitt

    IRN MJM00145

    • CF1 Director (27 Mar 2003 to 30 Nov 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
  • Simon Wotton

    IRN SXW01395

    • SMF3 Executive Director (9 Dec 2019 to 23 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Feb 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Feb 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 23 Feb 2026)
    • CF10 Compliance Oversight (4 Aug 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Aug 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Aug 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Stuart Charles Rose

    IRN SXR02408

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (4 Jan 2016 to 8 Dec 2019)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2016 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Christopher Papps (no longer appointed)

    FRN 496749 · Appointed 23 Feb 2009 · Until 6 Jun 2025

  • Sandro Forte (no longer appointed)

    FRN 496768 · Appointed 23 Feb 2009 · Until 19 Dec 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.