Date authorised
1 April 2013
Companies House
07548195
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    9 Appold Street
    Broadgate Quarter
    London
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +447775897916
  • Complaints Contact

    5th Floor
    9 Appold Street
    Broadgate Quarter
    London
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +447775897916

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher William Cole

    IRN CWC01045

    • SMF3 Executive Director (9 Dec 2019 to 25 May 2023)
    • CF1 Director (17 Nov 2011 to 8 Dec 2019)
  • John Colin Sexton

    IRN JCS01169

    • CF2 Non Executive Director (17 Nov 2011 to 5 Sep 2012)
  • Jonathan Elliott

    IRN JXE01346

    • SMF3 Executive Director (9 Dec 2019 to 22 Apr 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Apr 2024)
    • CF1 Director (17 Nov 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Nov 2011 to 30 Sep 2018)
  • Paul John Galligan

    IRN PJG01206

    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 22 Mar 2019)
    • CF3 Chief Executive (22 Mar 2019 to 8 Dec 2019)
  • Thomas Leslie Crockford

    IRN TLC01048

    • SMF3 Executive Director (9 Dec 2019 to 25 May 2023)
    • CF1 Director (8 Feb 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.