Date authorised
5 April 2023
Companies House
13589686
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office.515
    85 Tottenham Court Road
    London
    W1T 4TQ
    UNITED KINGDOM
    Phone
    +442081437000
  • Complaints Contact

    515
    85 Tottenham Court Road
    London
    W1T 4TQ
    UNITED KINGDOM
    Phone
    +442081437000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bing Hu

    IRN BXH00232

    • SMF16 Compliance Oversight (since 4 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Apr 2023)
    • SMF3 Executive Director (since 4 Apr 2023)
  • Peter Marcus Galsworthy Simpson

    IRN PMS01109

    • SMF3 Executive Director (since 4 Apr 2023)
  • Qiu Kaisheng

    IRN QXK00008

    • SMF3 Executive Director (since 4 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.