BFS Handforth Limited

• Principal Place of Business

  Burton House

  2 Church Terrace

  Handforth

  Wilmslow

  Cheshire

  SK9 3LW

  UNITED KINGDOM

  Phone

  +4401625418610

  Web

  https://www.burtonfinancialservices.co.uk

• Complaints Contact

  Burton House

  2 Church Terrace

  Handforth

  Wilmslow

  Cheshire

  SK9 3LW

  UNITED KINGDOM

  Phone

  +4401625418610

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice, buy-to-let mortgages, second charge mortgages and secured loans.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Ian Lockley

  IRN RIL00007

  • CF30 Customer (1 Nov 2007 to 24 Aug 2012)
  • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Dec 2005 to 5 Jun 2006)
• Robert Patrick Gibson

  IRN RPG00008

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
  • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
• Stacy Jayne Devereaux

  IRN SJD01358

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (8 Apr 2022 to 2 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 May 2024)
  • CF11 Money Laundering Reporting (1 Apr 2019 to 8 Dec 2019)
  • CF1 Director (2 Mar 2018 to 8 Dec 2019)
• Stephen Terence Allman

  IRN STA00004

  • CF21 Investment Adviser (16 Oct 2006 to 10 Jul 2007)
  • CF22 Investment Adviser (Trainee) (23 Nov 2005 to 16 Oct 2006)

No changes recorded yet.