Date authorised
1 April 2013
Companies House
00112172
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Granta Lodge
    71 Graham Road
    Malvern
    Worcestershire
    WR14 2JS
    UNITED KINGDOM
    Phone
    +447803333029
  • Complaints Contact

    Granta Lodge
    71 Graham Road
    Malvern
    Worcestershire
    WR14 2JS
    UNITED KINGDOM
    Phone
    +447803333029

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

    Show 1 limitation
    • · Debt collection, limited to taking steps to procure payment of debts due under credit agreements for the payment of insurance premiums (where ‘premiums’ has the meaning defined in the FCA Handbook glossary)
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Ball

    IRN AXB01951

    • SMF3 Executive Director (since 6 Sep 2024)
    • Responsible for Insurance Distribution (since 6 Sep 2024)
  • Antony Eric Robert Guattari Stafford

    IRN AES01138

    • CF1 Director (AR) (since 11 Sep 2024)
  • Michael Reginald Griffin

    IRN MRG01105

    • SMF1 Chief Executive (9 Dec 2019 to 11 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 11 Sep 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Sep 2024)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • Robin Gerben Andries Hoekstra

    IRN RGH01119

    • SMF1 Chief Executive (since 21 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.