Date authorised
9 November 2020
Companies House
12588098
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    West house
    7 Park Hill
    Old Harlow
    Essex
    CM17 0AE
    UNITED KINGDOM
    Phone
    +447470888496
  • Complaints Contact

    West house
    7 Park Hill
    Old Harlow
    Essex
    CM17 0AE
    UNITED KINGDOM
    Phone
    +447470888496

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lisa Rumelin

    IRN LXR01080

    • SMF16 Compliance Oversight (since 9 Nov 2020)
    • SMF3 Executive Director (since 9 Nov 2020)
    • [FCA CF] Client dealing (since 9 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Nov 2020)
    • [FCA CF] Material risk taker (9 Nov 2020 to 24 Apr 2023)
  • Nicholas Christian Stileman

    IRN NXS91793

    • [FCA CF] Client dealing (since 9 Nov 2020)
    • SMF3 Executive Director (since 9 Nov 2020)
    • [FCA CF] Material risk taker (9 Nov 2020 to 24 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.