Date authorised
1 April 2013
Companies House
02983064
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Romary House
    26 Church Road
    Tunbridge Wells
    Kent
    TN1 1JP
    UNITED KINGDOM
    Phone
    +4401892891900
  • Complaints Contact

    Romary House
    26 Church Road
    Tunbridge Wells
    Kent
    TN1 1JP
    UNITED KINGDOM
    Phone
    +4401892891900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caroline Nicola Weiss-Jones

    IRN CNW01038

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Oct 2012 to 8 Dec 2019)
  • Guy Neil Jones

    IRN GNJ01007

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF28 Systems and controls (12 Nov 2012 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Maxine Angela Whenmouth

    IRN MAW01236

    • CF1 Director (14 Jan 2005 to 30 Jun 2005)
  • Richard William Harding

    IRN RWH01118

    • CF29 Significant management (1 Nov 2007 to 1 Oct 2012)
    • CF28 Systems and controls (1 Nov 2007 to 1 Oct 2012)
    • CF1 Director (14 Jan 2005 to 1 Oct 2012)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Tina Wright (no longer appointed)

    FRN 441820 · Appointed 11 Nov 2005 · Until 18 Jun 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.