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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

. C A Shepherd Limited
IRN XXC00034
- SMF27 Partner (since 7 Mar 2025)
. G E Banham Limited
IRN XXG00012
- SMF27 Partner (since 7 Mar 2025)
. JCM Stables Limited
IRN XXJ00009
- SMF27 Partner (since 7 Mar 2025)
. S Thomas Limited
IRN SXS05490
- SMF27 Partner (since 7 Mar 2025)
Adam Charles Farnsworth
IRN ACF01065
- SMF27 Partner (9 Dec 2019 to 21 Mar 2025)
- CF4 Partner (16 Jun 2016 to 8 Dec 2019)
Andrew Graham Bowcock
IRN AGB01179
- SMF27 Partner (9 Dec 2019 to 31 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2019)
- CF4 Partner (16 Jun 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (16 Jun 2016 to 30 Sep 2018)
Christopher John Jones
IRN CJJ01047
- SMF27 Partner (9 Dec 2019 to 21 Mar 2025)
- CF4 Partner (16 Jun 2016 to 8 Dec 2019)
John Peter Rivett
IRN JPR01176
- SMF27 Partner (9 Dec 2019 to 1 Oct 2024)
- CF4 Partner (16 Jun 2016 to 8 Dec 2019)
Jonathan Charles Murray Stables
IRN JCS01177
- SMF27 Partner (9 Dec 2019 to 21 Mar 2025)
- CF4 Partner (16 Jun 2016 to 8 Dec 2019)
M R Anwyl Limited .
IRN MXX00014
- SMF27 Partner (since 7 Mar 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.