BERRY FINANCIAL PLANNING LIMITED

Date authorised
17 December 2020
Companies House
07047988
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Berry Financial Planning
    335 Red Bank Road
    Bispham
    Blackpool
    FY2 0HJ
    UNITED KINGDOM
    Phone
    +4401253594939
    Web
    https://www.berryfinancialplanning.co.uk

  • Complaints Contact

    Berry Financial Planning
    335 Red Bank Road
    Bispham
    Blackpool
    FY2 0HJ
    UNITED KINGDOM
    Phone
    +4401253594939

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dawn Marie Berry

    IRN DMB01259

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Dec 2020)
    • SMF3 Executive Director (since 17 Dec 2020)
    • [FCA CF] Significant management (since 17 Dec 2020)
  • Matthew David Berry

    IRN MXB01658

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsible for Insurance Distribution (since 17 Dec 2020)
    • SMF16 Compliance Oversight (since 17 Dec 2020)
    • SMF3 Executive Director (since 17 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Dec 2020)
    • [FCA CF] Significant management (since 17 Dec 2020)
    • Responsibility for MCD Intermediation (since 17 Dec 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.