BERKSHIRE GLOBAL ADVISORS LTD
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Berkshire Global Advisors Ltd11 HaymarketLondonWestminsterSW1Y 4BPUNITED KINGDOM- Phone
- +442078282828
-
Complaints Contact
Berkshire Global Advisors Ltd11 HaymarketLondonWestminsterSW1Y 4BPUNITED KINGDOM- Phone
- +442078282828
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Eligible Counterparty, Professional
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
James Donald Diarmid Ogilvy
IRN JDO01010
- CF23 Corporate Finance Adviser (1 Dec 2001 to 26 Jan 2007)
- CF2 Non Executive Director (1 Dec 2001 to 26 Jan 2007)
-
James Michael Beale Cayzer-Colvin
IRN JMC01139
- CF2 Non Executive Director (2 Mar 2007 to 15 May 2012)
-
Johann Patrick Friedrich Hubertus Maria Von Stauffenberg
IRN JPV01018
- CF3 Chief Executive (1 May 2008 to 29 May 2012)
- CF30 Customer (1 May 2008 to 17 Jun 2016)
- CF1 Director (1 May 2008 to 29 May 2012)
-
John Hildesley Humphrey
IRN JHH01030
- [FCA CF] Client dealing (since 15 Sep 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF30 Customer (31 May 2016 to 8 Dec 2019)
- CF3 Chief Executive (1 Jul 2013 to 8 Dec 2019)
- CF1 Director (1 Jul 2013 to 8 Dec 2019)
-
Nicholas Jon Sheumack
IRN NJS01257
- CF1 Director (9 Mar 2017 to 26 Jan 2018)
-
Philip Raymond Emtemark
IRN PXE00079
- [FCA CF] Client dealing (since 6 Aug 2021)
-
Richard Donald Miles
IRN RDM01114
- CF2 Non Executive Director (23 Jul 2003 to 1 May 2008)
-
Robert Bruce Cameron
IRN RBC01055
- [FCA CF] Client dealing (since 8 Nov 2023)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 May 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (1 May 2008 to 8 Dec 2019)
- CF30 Customer (1 May 2008 to 6 Oct 2016)
-
Robert Carter Atlamazoglou
IRN RCA01029
- CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Apr 2004)
-
Robert Peter Glauerdt
IRN RPG01043
- CF30 Customer (27 May 2016 to 28 Feb 2018)
- CF1 Director (1 Jul 2013 to 28 Feb 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.