Date authorised
1 April 2013
Companies House
03615526
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Berkshire Global Advisors Ltd
    11 Haymarket
    London
    Westminster
    SW1Y 4BP
    UNITED KINGDOM
    Phone
    +442078282828
  • Complaints Contact

    Berkshire Global Advisors Ltd
    11 Haymarket
    London
    Westminster
    SW1Y 4BP
    UNITED KINGDOM
    Phone
    +442078282828

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Donald Diarmid Ogilvy

    IRN JDO01010

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 26 Jan 2007)
    • CF2 Non Executive Director (1 Dec 2001 to 26 Jan 2007)
  • James Michael Beale Cayzer-Colvin

    IRN JMC01139

    • CF2 Non Executive Director (2 Mar 2007 to 15 May 2012)
  • Johann Patrick Friedrich Hubertus Maria Von Stauffenberg

    IRN JPV01018

    • CF3 Chief Executive (1 May 2008 to 29 May 2012)
    • CF30 Customer (1 May 2008 to 17 Jun 2016)
    • CF1 Director (1 May 2008 to 29 May 2012)
  • John Hildesley Humphrey

    IRN JHH01030

    • [FCA CF] Client dealing (since 15 Sep 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (31 May 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jul 2013 to 8 Dec 2019)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • Nicholas Jon Sheumack

    IRN NJS01257

    • CF1 Director (9 Mar 2017 to 26 Jan 2018)
  • Philip Raymond Emtemark

    IRN PXE00079

    • [FCA CF] Client dealing (since 6 Aug 2021)
  • Richard Donald Miles

    IRN RDM01114

    • CF2 Non Executive Director (23 Jul 2003 to 1 May 2008)
  • Robert Bruce Cameron

    IRN RBC01055

    • [FCA CF] Client dealing (since 8 Nov 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 May 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2008 to 8 Dec 2019)
    • CF30 Customer (1 May 2008 to 6 Oct 2016)
  • Robert Carter Atlamazoglou

    IRN RCA01029

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Apr 2004)
  • Robert Peter Glauerdt

    IRN RPG01043

    • CF30 Customer (27 May 2016 to 28 Feb 2018)
    • CF1 Director (1 Jul 2013 to 28 Feb 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.