BERKLEY OFFSHORE UNDERWRITING MANAGERS UK, LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Lucille Sgaglione
IRN LXS01506
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (AR) (18 Jun 2013 to 4 Jan 2017)
- CF2 Non Executive Director (3 Mar 2011 to 8 Dec 2019)
Michael Joseph Brennan
IRN MJB01675
- CF1 Director (5 Jan 2010 to 20 May 2011)
Mike Hayes
IRN MXH00454
- [FCA CF] Significant management (since 9 Dec 2019)
Nicholas David Drury
IRN NDD00028
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (10 Dec 2015 to 8 Dec 2019)
Richard Baio
IRN RXB00944
- Director of firm who is not a certification employee or a SMF manager (since 1 Jun 2024)
Robert Christian Walker
IRN RCW01093
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF3 Chief Executive (15 Feb 2011 to 8 Dec 2019)
- CF1 Director (5 Jan 2010 to 8 Dec 2019)
- Responsible for Insurance Mediation (5 Jan 2010 to 30 Sep 2018)
Sam Thompson
IRN SXT00234
- [FCA CF] Significant management (since 9 Dec 2019)
Sophie Irvine
IRN SXI00146
- [FCA CF] Significant management (since 12 Mar 2024)
Steven William Taylor
IRN SWT01036
- CF2 Non Executive Director (18 Feb 2011 to 6 Jun 2019)
- CF3 Chief Executive (5 Jan 2010 to 15 Feb 2011)
- CF1 Director (5 Jan 2010 to 15 Feb 2011)
William Robert Berkley, Jr.
IRN WRB01031
- CF2 Non Executive Director (AR) (18 Jun 2013 to 4 Jan 2017)
- CF2 Non Executive Director (5 Jan 2010 to 27 Feb 2015)

Smaller firms operating under this firm's FCA authorisation.

Berkley Professional Liability UK Limited (no longer appointed)
FRN 602262 · Appointed 6 Jun 2013 · Until 2 Feb 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.