BENEFIT STREET PARTNERS LIMITED

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +4402033983200

  Web

  https://www.bspcredit.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +4402033983200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to repurchase agreement activities and in carrying on these activities to the securities, "government and public security", "certificate representing certain security", and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Faith Lesley Bartlett

  IRN FLB01008

  • CF27 Investment Management (1 Dec 2001 to 14 Jul 2003)
• Felicity Rivett-Carnac

  IRN FXS01216

  • CF30 Customer (25 Jun 2008 to 1 Jan 2013)
• Filippo Guiseppe Sampietro

  IRN FXS01173

  • CF30 Customer (3 Jun 2010 to 26 Jul 2010)
• Florence Manley

  IRN FXM00177

  • [FCA CF] Client dealing (31 Mar 2022 to 1 Jun 2023)
• Frank Charles John McGarahan

  IRN FCM01013

  • CF1 Director (1 Dec 2001 to 27 Feb 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 27 Feb 2003)
• Frank Savarino Longobardi

  IRN FSL01002

  • CF30 Customer (1 Nov 2007 to 13 Apr 2012)
  • CF27 Investment Management (14 Oct 2004 to 31 Oct 2007)
• Frederic Mereau

  IRN FXM01351

  • CF30 Customer (11 Jun 2009 to 8 Dec 2019)
• Gerard Larocca

  IRN GXL01150

  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 27 Feb 2003)
• Graeme James Robert Delaney-Smith

  IRN GJD01079

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (5 Jun 2006 to 31 Oct 2007)
• Graham Rainbow

  IRN GXR01342

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2023)
  • CF30 Customer (4 Jan 2010 to 8 Dec 2019)

No changes recorded yet.