Bell Rock Capital Management LLP

• Principal Place of Business

  Bell Rock Capital

  1 Newman Street

  London

  Westminster

  W1T 1PB

  UNITED KINGDOM

  Phone

  +4402039488999

  Web

  https://www.brcm.co.uk

• Complaints Contact

  Bell Rock Capital

  1 Newman Street

  London

  Westminster

  W1T 1PB

  UNITED KINGDOM

  Phone

  +4402076317560

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Michael Saunders

  IRN RXS01313

  • [FCA CF] Significant management (since 15 Sep 2025)
• Roger Mark Reynolds

  IRN RMR01029

  • [FCA CF] Client dealing (16 Aug 2021 to 19 Mar 2025)
• Roger William Edward Harlow

  IRN RWH01067

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (1 Oct 2012 to 8 Dec 2019)
  • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Oct 2012 to 8 Dec 2019)
  • CF28 Systems and controls (1 Oct 2012 to 8 Dec 2019)
• Sachin Duggal

  IRN SXD02486

  • [FCA CF] Client dealing (20 Sep 2021 to 28 Mar 2023)
• Thomas Michael Ellis

  IRN TXE00030

  • [FCA CF] Significant management (1 Jan 2020 to 10 Oct 2023)
• Torbjorn Andreassen

  IRN TXA01047

  • CF4 Partner (1 Oct 2012 to 30 Sep 2014)
  • CF30 Customer (1 Oct 2012 to 30 Sep 2014)
• Tullio Salvatore

  IRN SXT01245

  • [FCA CF] Client dealing (20 Jan 2022 to 14 Aug 2023)
• Vladimir Ristic

  IRN VXR00142

  • [FCA CF] Client dealing (since 1 Sep 2025)
• William Edward Hanbury

  IRN WEH01027

  • [FCA CF] Client dealing (1 Sep 2021 to 2 Feb 2022)
• Xiaoyong Guo

  IRN XXG01076

  • [FCA CF] Client dealing (23 Oct 2023 to 20 Feb 2025)

No changes recorded yet.