Bell Rock Capital Management LLP

• Principal Place of Business

  Bell Rock Capital

  1 Newman Street

  London

  Westminster

  W1T 1PB

  UNITED KINGDOM

  Phone

  +4402039488999

  Web

  https://www.brcm.co.uk

• Complaints Contact

  Bell Rock Capital

  1 Newman Street

  London

  Westminster

  W1T 1PB

  UNITED KINGDOM

  Phone

  +4402076317560

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Evan Jon George Morris

  IRN EJM01053

  • [FCA CF] Client dealing (since 13 Sep 2021)
• Frederick George Dakin

  IRN FXD00096

  • [FCA CF] Client dealing (11 Apr 2023 to 20 Aug 2024)
• Frederick Henry Charlton

  IRN FXC75503

  • [FCA CF] Significant management (since 12 May 2024)
  • [FCA CF] Client dealing (since 2 Nov 2020)
• Gareth William Potter

  IRN GXP00129

  • [FCA CF] Significant management (9 Dec 2019 to 30 Mar 2022)
• Giancarlo Cassoni

  IRN GXC02096

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2025)
  • CF4 Partner (29 Jul 2016 to 15 Nov 2019)
  • CF30 Customer (29 Jul 2016 to 8 Dec 2019)
• Guo Xi

  IRN GXX00005

  • [FCA CF] Significant management (since 1 Sep 2022)
• Inigo Kelsey

  IRN IXK01347

  • CF30 Customer (13 Mar 2017 to 8 Dec 2019)
• Jeffrey Richard Largey

  IRN JRL01104

  • [FCA CF] Client dealing (since 15 Jun 2023)
• John Dwight Shook

  IRN JDS01128

  • CF30 Customer (1 Oct 2012 to 24 Jan 2014)
  • CF4 Partner (1 Oct 2012 to 24 Jan 2014)
• John Frederick Kroeger

  IRN JFK01036

  • [FCA CF] Client dealing (since 4 Dec 2024)

No changes recorded yet.