Date authorised
1 April 2013
Companies House
01695841
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Maloney

    IRN TXM42413

    • [FCA CF] Significant management (since 6 Feb 2024)
  • Tom Edward Wallace

    IRN TXW00374

    • SMF3 Executive Director (since 22 Apr 2025)
    • [FCA CF] Significant management (18 Dec 2024 to 22 Apr 2025)
  • Verena Schmitz

    IRN VXS01344

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (1 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.