Date authorised
1 April 2013
Companies House
01695841
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bharat Walji Mepani

    IRN BXM08989

    • [FCA CF] Significant management (since 1 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
    • CF1 Director (1 Jan 2019 to 8 Dec 2019)
  • Bhusha Kukadia

    IRN BXK00032

    • [FCA CF] Significant management (24 Nov 2020 to 31 Oct 2022)
  • Chetan Kantilal Shah

    IRN CKS01010

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Dawn Harding

    IRN DXH01935

    • [FCA CF] Significant management (since 1 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
    • CF1 Director (13 May 2013 to 8 Dec 2019)
  • Dirk Niemann

    IRN DXN01163

    • CF2 Non Executive Director (10 May 2007 to 19 Apr 2013)
  • Giuseppina Albo

    IRN GXA01210

    • CF2 Non Executive Director (10 May 2007 to 1 Jan 2008)
  • Graham Lindus

    IRN GXL00075

    • [FCA CF] Significant management (since 18 Dec 2020)
  • Ian Whitehead

    IRN IXW01139

    • Responsible for Insurance Mediation (30 Apr 2013 to 1 Jan 2017)
    • CF3 Chief Executive (30 Apr 2013 to 1 Jan 2017)
    • CF1 Director (14 Jan 2005 to 8 Apr 2019)
  • James David Kranzberg

    IRN JDK01073

    • CF2 Non Executive Director (1 Jun 2017 to 8 Dec 2019)
  • John Charles Clements

    IRN JCC01124

    • CF1 Director (14 Jan 2005 to 19 Nov 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.