Date authorised
1 April 2013
Companies House
OC342977
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kemp House
    160 City Road
    London
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +447789266568
  • Complaints Contact

    Kemp House
    160 City Road
    London
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +447789266568

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James McConaghy

    IRN JXM02596

    • CF30 Customer (30 Jan 2013 to 20 Nov 2013)
  • Louise Isobel Humphrey

    IRN LIH01013

    • CF30 Customer (25 Nov 2009 to 7 Jul 2014)
  • Paul Anthony Doctors

    IRN PAD01185

    • CF11 Money Laundering Reporting (27 Feb 2014 to 8 Nov 2019)
    • CF4 Partner (27 Feb 2014 to 8 Nov 2019)
    • CF30 Customer (27 Feb 2014 to 8 Nov 2019)
    • CF10 Compliance Oversight (27 Feb 2014 to 8 Nov 2019)
  • Robert Bell

    IRN RXB01343

    • SMF16 Compliance Oversight (since 28 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (23 Oct 2009 to 18 Nov 2013)
    • CF30 Customer (23 Oct 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Oct 2009 to 18 Nov 2013)
    • CF4 Partner (23 Oct 2009 to 8 Dec 2019)
  • Robert Palache

    IRN RXP01248

    • CF30 Customer (23 Oct 2009 to 31 Jul 2012)
    • CF4 Partner (23 Oct 2009 to 31 Jul 2012)
  • Russell Petrie

    IRN RXP01794

    • CF30 Customer (17 Feb 2012 to 7 Jan 2013)
  • Sean Kelly-Rand

    IRN SXK01517

    • CF30 Customer (23 Oct 2009 to 22 Jun 2010)
  • Sven David Gunnar Anving

    IRN SDA01058

    • CF30 Customer (25 Nov 2009 to 22 Jun 2010)
  • Thomas Bartos

    IRN TXB01459

    • CF10 Compliance Oversight (11 Feb 2011 to 28 Feb 2013)
    • CF11 Money Laundering Reporting (11 Feb 2011 to 28 Feb 2013)
    • CF30 Customer (11 Feb 2011 to 28 Feb 2013)
    • CF4 Partner (11 Feb 2011 to 28 Feb 2013)
  • Will Karl David Laxton

    IRN WKL01017

    • CF30 Customer (12 May 2015 to 9 Dec 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.