Companies House
OC303451
Last scraped
1 day ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Ellerdale Close,
    Hampstead
    London
    NW3 6BE
    UNITED KINGDOM
    Phone
    +4407736774436
  • Complaints Contact

    1 Ellerdale Close,
    Hampstead
    London
    NW3 6BE
    UNITED KINGDOM
    Phone
    +4407736774436

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Chase Lopes

    IRN DCL01045

    • (16)CF30 Customer (2 Nov 2007 to 31 Dec 2010)
  • Elizabeth Helen Mayo

    IRN EHM01007

    • (1)CF4 Partner (24 Apr 2003 to 30 Sep 2019)
  • George Langton Iliffe

    IRN GXI01016

    • (6)CF30 Customer (1 Nov 2007 to 8 Aug 2019)
    • (7)CF23 Corporate Finance Adviser (30 Oct 2006 to 31 Oct 2007)
  • Glenn Bevis Olleson Cooper

    IRN GBC01018

    • (13)CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • (15)CF4 Partner (13 Aug 2007 to 31 Dec 2010)
    • (14)CF23 Corporate Finance Adviser (13 Aug 2007 to 31 Oct 2007)
  • John Charles Mayo

    IRN JCM01176

    • (24)SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2026)
    • (25)SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2026)
    • (22)SMF27 Partner (9 Dec 2019 to 31 Mar 2026)
    • (23)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2026)
    • (26)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (27)CF27 Investment Management (11 May 2007 to 31 Oct 2007)
    • (33)CF3 Chief Executive (28 Apr 2003 to 8 Dec 2019)
    • (32)CF4 Partner (28 Apr 2003 to 8 Dec 2019)
    • (31)CF8 Apportionment and Oversight (28 Apr 2003 to 31 Oct 2007)
    • (30)CF10 Compliance Oversight (28 Apr 2003 to 8 Dec 2019)
    • (29)CF11 Money Laundering Reporting (28 Apr 2003 to 8 Dec 2019)
    • (28)CF23 Corporate Finance Adviser (28 Apr 2003 to 31 Oct 2007)
  • Martyn Gregory Leigh Smith

    IRN MGS01112

    • (8)CF30 Customer (1 Nov 2007 to 8 Aug 2019)
    • (11)CF4 Partner (20 Aug 2007 to 8 Aug 2019)
    • (9)CF23 Corporate Finance Adviser (20 Aug 2007 to 31 Oct 2007)
    • (10)CF22 Investment Adviser (Trainee) (20 Aug 2007 to 31 Oct 2007)
  • Nicholas Moray McLaren Burnell

    IRN NMB01054

    • (35)CF1 Director (AR) (2 Aug 2013 to 8 Aug 2019)
    • (34)CF30 Customer (2 Aug 2013 to 8 Aug 2019)
  • Nicholas Paul Geoghegan

    IRN NPG01017

    • (18)CF1 Director (AR) (10 Jul 2013 to 8 Aug 2019)
    • (17)CF30 Customer (10 Jul 2013 to 8 Aug 2019)
  • Richard Garraway

    IRN RXG01165

    • (12)CF30 Customer (14 Jul 2008 to 8 Aug 2019)
  • Rupert Henry Clifford Darwall

    IRN RHD01036

    • (2)CF30 Customer (1 Nov 2007 to 31 Dec 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. ar appointed: Nicholas Paul Geoghegan