BECKWORTH FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
04145306
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Southernhay East
    Exeter
    Devon
    EX1 1NS
    UNITED KINGDOM
    Phone
    +4401392678555
    Web
    https://www.beckworthifa.co.uk

  • Complaints Contact

    30 Southernhay East
    Exeter
    Devon
    EX1 1NS
    UNITED KINGDOM
    Phone
    +4401392678555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Murray Wadsworth

    IRN JMW00007

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 May 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 May 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (20 May 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (20 May 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (20 May 2005 to 30 Sep 2018)
    • CF1 Director (AR) (20 May 2005 to 29 Apr 2014)
    • CF1 Director (20 May 2005 to 8 Dec 2019)
  • Louise Cole

    IRN LXP00064

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (14 Jan 2009 to 8 Dec 2019)
  • Mark Anthony Robert Carlisle

    IRN MAC01273

    • CF1 Director (AR) (21 Feb 2006 to 21 Feb 2014)
  • Nigel John Cole

    IRN NJC00079

    • CF1 Director (AR) (21 Feb 2006 to 10 Jul 2006)
  • Sara Helen Waplington

    IRN SHW01018

    • CF30 Customer (1 Nov 2007 to 1 Dec 2007)
    • CF21 Investment Adviser (20 May 2005 to 31 Oct 2007)
  • Stephen John Lewis

    IRN SJL00013

    • CF30 Customer (23 Jun 2008 to 13 Nov 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.