Beauly Financial Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Credit Brokering
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Alpesh Patel
IRN AXP03074
- CF3 Chief Executive (2 Jul 2018 to 7 Oct 2019)
Andrew Smith
IRN AXS02516
- CF3 Chief Executive (27 Oct 2017 to 1 Jul 2018)
- CF1 Director (27 Jul 2016 to 27 Oct 2017)
Graham Pollock
IRN GXP01646
- CF11 Money Laundering Reporting (27 Jul 2016 to 31 Dec 2017)
Jonathan Ashley
IRN JXA01410
- SMF9 Chair of the Governing Body (9 Dec 2019 to 25 May 2022)
- CF2 Non Executive Director (27 Feb 2018 to 8 Dec 2019)
Justin Staadecker
IRN JXS02050
- CF2 Non Executive Director (27 Feb 2018 to 6 Sep 2019)
Lisa Gray
IRN LXG21975
- SMF3 Executive Director (10 Jan 2020 to 25 May 2022)
Paula Pluck
IRN PXP02007
- CF11 Money Laundering Reporting (1 Jan 2018 to 30 Jul 2019)
Sheraz Afzal
IRN AXS04168
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Oct 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (28 Nov 2019 to 8 Dec 2019)
- CF1 Director (26 Jul 2019 to 8 Dec 2019)
Stuart Horton
IRN SXH17935
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2020)
- CF11 Money Laundering Reporting (28 Oct 2019 to 8 Dec 2019)
Stuart John Howard
IRN SJH01534
- CF1 Director (27 Jul 2016 to 15 Sep 2017)
- CF3 Chief Executive (27 Jul 2016 to 15 Sep 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.