Beals Mortgage and Financial Services Limited

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Tracey Jane Pothecary
IRN TJP01078
- Employed By (21 Apr 2009 to 17 Dec 2009)
Trevor Wallbridge
IRN TXW00027
- Employed By (since 25 Jan 2013)
- Employed By (12 Oct 2011 to 31 Dec 2012)
Vincent Keane
IRN VXK01339
- Employed By (12 Feb 2018 to 31 May 2019)
Willem van Rooy
IRN WXV00021
- Employed By (since 24 Feb 2025)
William Ashley
IRN WSA01004
- Employed By (since 15 Feb 2013)
- Employed By (21 Dec 2007 to 31 Dec 2012)
William Rhys Selwyn
IRN WRS01043
- Employed By (5 Mar 2013 to 19 Sep 2013)
William Richard Thomas Gardiner
IRN WRG01015
- Employed By (3 Oct 2008 to 30 Apr 2009)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.