BEACH U.K. LIMITED

• Principal Place of Business

  Canon Court North 2

  Abbey Lawn,

  Shrewsbury

  Shropshire

  SY2 5DE

  ENGLAND

  Phone

  +441743720075

  Web

  https://www.beachifa.co.uk

• Complaints Contact

  Canon Court North 2

  Abbey Lawn

  Shrewsbury

  Shropshire

  SY2 5DE

  ENGLAND

  Phone

  +441743720075

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daryl Anthony Gidley

  IRN DAG00002

  • CF21 Investment Adviser (23 Mar 2004 to 1 Feb 2007)
• Joanne Smith

  IRN JXS25443

  • SMF3 Executive Director (since 29 Feb 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
• John Hannah

  IRN JXH00041

  • CF30 Customer (1 Nov 2007 to 23 Dec 2009)
  • CF21 Investment Adviser (18 Jan 2006 to 31 Oct 2007)
• Kevin David Hampton

  IRN KDH00015

  • CF1 Director (1 Dec 2001 to 24 Sep 2009)
• Leanne Corinne Lees

  IRN LCL00005

  • CF21 Investment Adviser (1 Dec 2001 to 29 Feb 2004)
• Maxwell Joseph Fraser Dalziel

  IRN MXD24748

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jul 2024)
  • SMF16 Compliance Oversight (since 2 Jul 2024)
  • SMF3 Executive Director (since 28 Jan 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (25 Nov 2019 to 8 Dec 2019)
• Nicholas Robert Ling

  IRN NRL01050

  • SMF16 Compliance Oversight (6 Mar 2020 to 14 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Mar 2020 to 14 May 2024)
  • SMF3 Executive Director (6 Mar 2020 to 14 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2024)
  • CF30 Customer (18 Nov 2015 to 8 Dec 2019)
• Paul John Hewitt

  IRN PJH00130

  • CF1 Director (1 Dec 2001 to 5 Sep 2005)
• Robert Stephen Dalziel

  IRN RSD00016

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF1 Chief Executive (since 6 Mar 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 12 Dec 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 6 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Ruth Marie Burley

  IRN RMB01193

  • CF30 Customer (28 Nov 2007 to 8 Dec 2010)

• Falcon Shipping Ltd (no longer appointed)

  FRN 437286 · Appointed 11 Aug 2005 · Until 6 May 2015

• Bournville Village Trust (no longer appointed)

  FRN 400005 · Appointed 31 Oct 2004 · Until 6 May 2015

• D.F.L. Harrison (insurances) (no longer appointed)

  FRN 400006 · Appointed 31 Oct 2004 · Until 28 Feb 2023

No changes recorded yet.