Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
55 Baker StreetLondonW1U 7EUUNITED KINGDOM- Phone
- +4402074865888
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Complaints Contact
55 Baker StreetLondonW1U 7EUUNITED KINGDOM- Phone
- +4402074865888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Debt Negotiation
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- · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
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- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicholas Roger Buckley
IRN RXB01466
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
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Nicola Anne Lyons
IRN NAL01049
- CF30 Customer (14 Oct 2008 to 27 Apr 2012)
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Patricia Moore
IRN PXM01533
- CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Dec 2004)
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Paul Barry Russell
IRN PBR01009
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
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Paul David Morris
IRN PDM01109
- [FCA CF] Client dealing (since 9 Dec 2019)
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Paul Edward Hill Smith
IRN PES01064
- CF30 Customer (1 Nov 2007 to 8 Jul 2013)
- CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
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Paul Mark Eagland
IRN PME01032
- SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2024)
- CF3 Chief Executive (16 Jan 2017 to 8 Dec 2019)
- CF4 Partner (21 Jul 2008 to 16 Jan 2017)
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Peter James Hemington
IRN PJH01275
- SMF27 Partner (17 Mar 2020 to 18 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Jul 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
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Peter Terry
IRN PXT01205
- CF30 Customer (1 Nov 2007 to 1 Sep 2009)
- CF23 Corporate Finance Adviser (22 Aug 2007 to 31 Oct 2007)
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Philip Geoffrey Bird
IRN PGB01070
- CF30 Customer (9 May 2019 to 29 Nov 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.