BDO LLP

Date authorised
15 November 2007
Companies House
OC305127
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    55 Baker Street
    London
    W1U 7EU
    UNITED KINGDOM
    Phone
    +4402074865888
    Web
    https://www.bdo.co.uk

  • Complaints Contact

    55 Baker Street
    London
    W1U 7EU
    UNITED KINGDOM
    Phone
    +4402074865888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Stephen Houghton

    IRN JSH01171

    • CF30 Customer (14 Oct 2008 to 10 Feb 2010)
  • Jason Briggs

    IRN JXB02388

    • CF30 Customer (5 Nov 2007 to 31 Jan 2012)
  • Jason Paul Whitworth

    IRN JXW01444

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (23 Jul 2004 to 31 Oct 2007)
  • Jeffrey Alan Jones

    IRN JAJ01091

    • CF4 Partner (17 Nov 2009 to 11 May 2015)
  • Jeremy Steven Newman

    IRN JSN00015

    • Responsible for Insurance Mediation (3 Jul 2006 to 4 Jul 2008)
    • CF8 Apportionment and Oversight (1 Jan 2004 to 4 Jul 2008)
    • CF3 Chief Executive (1 Jan 2004 to 4 Jul 2008)
    • CF4 Partner (23 Dec 2003 to 4 Jul 2008)
  • Joanne Masters

    IRN JXM02525

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF23 Corporate Finance Adviser (10 Aug 2007 to 31 Oct 2007)
  • John Alatair Evan Fingland

    IRN JAF01107

    • CF30 Customer (1 Nov 2007 to 16 Mar 2009)
    • CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
  • John Arthur Stephan

    IRN JXS01646

    • SMF16 Compliance Oversight (since 16 Mar 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (3 Sep 2007 to 31 Oct 2007)
  • John Hubbleday

    IRN JXH02084

    • CF30 Customer (23 Jun 2010 to 23 May 2019)
  • John Ironside Parkinson

    IRN JIP01006

    • CF30 Customer (1 Nov 2007 to 18 Nov 2013)
    • CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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